Follow-up Insights: Final Rules for Disclosure of Hedging Policies (Dodd-Frank)

Follow-up Insights: Final Rules for Disclosure of Hedging Policies (Dodd-Frank)

Fulcrum Partners Executive Benefits News

Following up on the post from Tuesday, Final Rules for Disclosure of Hedging Policies (Dodd-Frank), Mike Melbinger, Partner, Winston & Strawn,  shares these additional insights on the Securities and Exchange Commission’s (SEC) final ruling regarding the Dodd-Frank Act Section 955.   Details on the SEC’s Final Rules on Hedging Policies (originally published Jan 7, 2019)   As I blogged at …

Final Rules for Disclosure of Hedging Policies

Final Rules for Disclosure of Hedging Policies (Dodd-Frank)

Fulcrum Partners Deferred Compensation News

On December 18, 2018, The Securities and Exchange Commission (SEC) approved final rules to require companies to disclose in proxy or information statements for the election of directors any practices or policies regarding the ability of employees or directors to engage in certain hedging transactions with respect to company equity securities. SEC Chairman, Jay Clayton said, “These disclosures in themselves, …

5 Big Banks Violating Dodd Frank Rules

CNN Money Reports 5 Big Banks Violating Dodd-Frank Rules

Fulcrum Partners Executive Benefits News

CNN Money Reports 5 Big Banks Violating Dodd-Frank Rules In an article written by David Goldman, CNN Money reported:  “Five major U.S. banks are in violation of Dodd-Frank rules that are meant to prevent “too big to fail” institutions from causing another financial crisis.” The article stated that the Federal Reserve and the FDIC identified problems in  the proposed plans designed …